Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela R Zaniboni | 6865436 | 3 | 11/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Menaugh | 6891290 | 1 | 11/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Nicole Bowser | 2765720 | 6 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Berryhill Davis | 3093487 | 4 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle L Hibbard | 3232570 | 1 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Bradley McClain | 5169074 | 1 | 11/05/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew van Nguyen | 6267483 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Ann Evans | 2611320 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Berryhill Davis | 3093487 | 4 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Berryhill Davis | 3093487 | 4 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |