Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Taylor Perry | 6655158 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Allan Lucas | 4667387 | 1 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Abed-Rabboh | 5297105 | 5 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Abed-Rabboh | 5297105 | 5 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrianne Marie Scott Yturralde | 5838969 | 1 | 12/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Dale Dearmin | 2444514 | 1 | 12/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela R Zaniboni | 6865436 | 3 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela R Zaniboni | 6865436 | 3 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Donovan | 4151671 | 2 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Lyn Melton | 4779823 | 1 | 11/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |