Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Evan Browning | 4545965 | 2 | 02/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Ketcham | 6240264 | 1 | 02/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan L Valentine | 2733351 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adama Dian Diallo | 6391289 | 1 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Abed-Rabboh | 5297105 | 5 | 01/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wissam Yacoub Tomina | 4356147 | 2 | 01/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Abed-Rabboh | 5297105 | 5 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Peterson | 7050260 | 2 | 01/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reagan Edwin Tucker | 5749076 | 1 | 01/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheena Rose Wheeler | 5500371 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |