Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grant Taylor Styers | 6732079 | 4 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Nicole Bowser | 2765720 | 6 | 04/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Spencer Montague | 4747488 | 3 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Spencer Montague | 4747488 | 3 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Richard Fischer | 5049389 | 4 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Keegan McNamara | 6617590 | 1 | 04/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Allan Richey | 6458572 | 1 | 04/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Lynn Cody | 5186103 | 1 | 04/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marion Altergott Cherry | 6256638 | 1 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bendigo Paul Agnew | 5507727 | 1 | 04/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |