Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Michelle Jurado | 6566667 | 2 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin John Gibson | 5418762 | 1 | 07/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Kabugo-Musoke | 6536277 | 1 | 07/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Tyler Avalon | 6740003 | 1 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lavelle Knight | 811522 | 2 | 06/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Smith | 6891238 | 1 | 06/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mildred S Balce | 2434636 | 1 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie C Rosas | 6605438 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Alan Siadak | 6952346 | 1 | 06/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Timothy Hillesland | 2477097 | 1 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |