Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Tevayne Cordero | 7024219 | 2 | 10/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Banuelos Medina | 7704269 | 1 | 10/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 10/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Marie Jamison | 6868506 | 2 | 10/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 09/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 08/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 08/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Kirker Castillo | 2962326 | 3 | 07/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Michelle Williams | 6957447 | 3 | 07/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark H Brunco | 2588816 | 4 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |