Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emma Rose Shirley | 7205643 | 1 | 03/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeanne Exilda Murphy | 3058404 | 2 | 03/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abraham Garcia | 6640804 | 1 | 03/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Siffring | 4352840 | 10 | 03/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelli M Reynolds | 7402749 | 1 | 03/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Nilson | 6735152 | 6 | 03/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Lynn Daly | 6857303 | 1 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Walter Skinner | 4172043 | 2 | 03/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Lynn Baker | 5944680 | 3 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Nilson | 6735152 | 6 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |