Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Durnin | 4767849 | 1 | 05/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Nilson | 6735152 | 6 | 05/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Josue Hector Rodriguez | 6818106 | 1 | 05/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Nilson | 6735152 | 6 | 05/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie A Martinez | 6678290 | 4 | 04/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Garcia | 7438340 | 2 | 04/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas J Randt | 6604443 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Anne Robinson | 2375017 | 2 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Dewitt Jester | 6322074 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dane Corvin | 5585290 | 1 | 03/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |