Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yuan Kang Tang | 6447422 | 1 | 10/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Matthew Watson | 6634290 | 1 | 10/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Solis Jr | 7175938 | 7 | 10/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark-Vincent Castro Morales | 4441033 | 6 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Thornton | 2957763 | 2 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ryan Derrico | 6822133 | 1 | 09/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grant Taylor Styers | 6732079 | 4 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick James Douglas | 5445723 | 1 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chacy Bernadette Tonge | 5174013 | 1 | 08/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denis Ezekiel Cronin | 6577224 | 1 | 08/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |