Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Judd Albers | 7695661 | 1 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Amber Nicole Washington | 7027573 | 1 | 03/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Michael Miller | 1124349 | 3 | 03/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 03/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark-Vincent Castro Morales | 4441033 | 6 | 03/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Taylor Johnson | 7670505 | 2 | 03/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Solis Jr | 7175938 | 7 | 03/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Lachabrian Canady | 4240909 | 1 | 03/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isolde Bell | 4014070 | 1 | 02/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |