Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Nicole Green | 6802270 | 3 | 06/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Nicole Green | 6802270 | 3 | 06/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Riley Frank Cheevers | 6919563 | 1 | 06/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack McCall Kauss | 6857115 | 1 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emilee Anna Thomesen | 7408985 | 2 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon K Setterberg | 3264776 | 1 | 05/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brennan Roberson | 6092272 | 5 | 05/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Stebner | 2068897 | 6 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Anita Hardenbrook | 6857005 | 5 | 05/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |