Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Charles Johnson | 4714268 | 11 | 12/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Bracamontes | 6627863 | 1 | 12/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Kramer | 6767533 | 1 | 12/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Destiney Janine Cain | 5724353 | 1 | 12/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 12/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Patrick Calcaterra | 7729835 | 1 | 12/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Roland | 5971396 | 5 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chanel Janae Unga | 6910412 | 3 | 11/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jimi Scott Clark | 4214101 | 1 | 11/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grant Taylor Styers | 6732079 | 4 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |