Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Anthony Rainone | 6993480 | 1 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Stephen Snyder | 5591561 | 1 | 02/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Khadiji Giovanni Jacobs | 3253853 | 1 | 02/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chanel Janae Unga | 6910412 | 3 | 02/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Minh Ngo | 2494453 | 6 | 02/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Wayne Jordan | 7556316 | 1 | 02/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Josef Hoffmann | 4800810 | 1 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Sherwood | 7536037 | 1 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Allen Staats | 2675771 | 1 | 01/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |