Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Austin Rupert | 7708598 | 1 | 06/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Mazzanti | 4983463 | 5 | 05/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Huy M Huynh | 7173548 | 4 | 05/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devin Quigley | 7288242 | 1 | 05/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Duffin | 5870912 | 1 | 04/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Streibich | 7495017 | 1 | 04/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Felix Leyva | 7687466 | 1 | 03/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Mazzanti | 4983463 | 5 | 02/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Huy M Huynh | 7173548 | 4 | 02/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey A Mazzanti | 4983463 | 5 | 02/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |