Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vivian Medellin-Perez | 7271272 | 2 | 06/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vivian Medellin-Perez | 7271272 | 2 | 06/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 06/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chelsea Lynne Florczak | 6559197 | 3 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 06/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Martinez | 6881377 | 2 | 06/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 06/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myrtle Paige Jackson | 5767940 | 6 | 06/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Johnson | 4714268 | 11 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |