Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ethan Todd Heibel | 7120245 | 1 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vicky Wai Hsia | 4110511 | 4 | 07/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Perez | 5910682 | 2 | 07/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raul Eric Cruz | 7508648 | 1 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Antonio Alvarez Hernandez | 7692093 | 1 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lee Bumford | 5271978 | 2 | 07/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duchein Fox | 7616137 | 1 | 07/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Merrick Scott Makowka | 3098200 | 1 | 07/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Stebner | 2068897 | 6 | 06/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lee Bumford | 5271978 | 2 | 06/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |