Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Foster | 7546590 | 2 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Enrique Cerna | 5668375 | 3 | 11/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Enrique Cerna | 5668375 | 3 | 11/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Marie Segura Solis | 7241640 | 1 | 11/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 11/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 11/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Frank Wojtulewicz | 2424578 | 4 | 11/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evan Shea | 7658760 | 1 | 11/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 11/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Allen Slamp | 6907636 | 1 | 11/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |