Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Huy M Huynh | 7173548 | 4 | 11/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Jo Stuckey | 6396769 | 1 | 11/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aimee Michelle Carlisle | 7241520 | 6 | 10/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alicia Chrisley | 7686715 | 1 | 09/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Hugh Parker | 5185918 | 3 | 09/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Joseph Redlinger | 6778052 | 6 | 07/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Joseph Redlinger | 6778052 | 6 | 07/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Michael Peace | 4055663 | 2 | 07/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barron Stephenson | 6735151 | 1 | 07/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Dwight Curts | 5047854 | 1 | 06/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |