Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Marie Gray | 5438853 | 5 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Adam Richmond | 7072202 | 1 | 05/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Callie Tilley | 6739970 | 1 | 05/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton Jeffrey Cowles | 5900488 | 2 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Marie Jamison | 6868506 | 2 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sky Lynn Holguin | 7684559 | 1 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anzhelika Kirichenko | 6938895 | 5 | 05/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Marie Fisher | 7539660 | 1 | 05/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brianna Bunton | 7160958 | 2 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |