Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dana L Palmer | 4621857 | 1 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Marie Lopez | 6528298 | 5 | 07/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caitlin Renee Hewell | 5184288 | 1 | 07/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael T Turney | 7021056 | 1 | 07/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Anthony Villa | 7505490 | 1 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Simmons | 6391319 | 6 | 06/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Ruyak | 7547443 | 2 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Frank Wojtulewicz | 2424578 | 4 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Lynn Broom | 6652679 | 1 | 06/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |