Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Keith Geter | 6926596 | 1 | 10/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Parke Ryan Presnell | 7525964 | 1 | 10/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikhad Teyyubzade | 6938900 | 5 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Therese M Reinholdt | 7567854 | 9 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Heffernan | 6864973 | 1 | 09/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Marie Lopez | 6528298 | 5 | 09/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Ann Dougherty | 4586045 | 3 | 09/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Ann Dougherty | 4586045 | 3 | 09/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| C Tiffany Hancock | 2875316 | 1 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Elizabeth Casey | 7038703 | 1 | 08/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |