Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Lehman | 7671055 | 1 | 11/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Elizabeth McMillan | 5184502 | 5 | 11/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathon B Wenzel | 6360082 | 3 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Barba | 5839690 | 3 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikhad Teyyubzade | 6938900 | 5 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Simmons | 6391319 | 6 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Marie Adams | 7625723 | 1 | 10/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Karasek | 4172341 | 1 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcellous Antonio Bell | 7304097 | 1 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |