Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristina Marie Lopez | 6528298 | 5 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Marie Lopez | 6528298 | 5 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damien Scott Bender | 7698509 | 1 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Jeffrey Merrill | 7552821 | 1 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin James Dalke | 3258817 | 2 | 12/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Simmons | 6391319 | 6 | 12/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley David McCarty | 5821640 | 1 | 12/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Christopher Denzy | 7284017 | 1 | 12/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Glynn | 7642947 | 1 | 12/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikhad Teyyubzade | 6938900 | 5 | 12/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |