Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Scavo | 7250931 | 1 | 03/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osborne T Watkins | 3262413 | 1 | 03/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Fisher | 2376180 | 1 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Josue Garza | 5956417 | 1 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Daniel Kennedy | 7318786 | 1 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry J Hill | 2063038 | 1 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert L Stryker | 7229389 | 1 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Anson Hobbs | 7519596 | 1 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tharon James Buckman | 7453270 | 1 | 02/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Elizabeth Holtmeier | 6866572 | 1 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |