Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua John Bresler | 7306327 | 1 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsay Singletary Borneman | 6261501 | 2 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hannah Elizabeth McMillan | 5184502 | 5 | 04/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew A Mathis | 7022935 | 1 | 04/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jade Christine Friesell | 5734089 | 1 | 04/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Therese M Reinholdt | 7567854 | 9 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 03/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Weekley Toles | 6897307 | 1 | 03/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin James Dalke | 3258817 | 2 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ella Yuryevna Ivanova | 6897239 | 11 | 03/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |