Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shea Victoria Ferrara | 7221184 | 1 | 08/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Barrett Morton | 6904766 | 1 | 08/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Anne Maxwell | 7533768 | 1 | 07/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Leigh Sullivan | 5467609 | 2 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Lamon Martin | 7450736 | 1 | 07/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Rae Schneider | 6649814 | 2 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Avila | 7462978 | 2 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Ray Ambrose | 7267993 | 4 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Ray Ambrose | 7267993 | 4 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Ray Ambrose | 7267993 | 4 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |