Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rhyanne Ila Daniels | 7290676 | 2 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica E Haile | 3200448 | 1 | 09/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Joseph Endres | 6834098 | 3 | 09/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Joseph Endres | 6834098 | 3 | 09/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 09/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 09/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Simmons | 6391319 | 6 | 09/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Christopher Perras | 7403101 | 2 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathon B Wenzel | 6360082 | 3 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Mouavangsou | 7388084 | 1 | 08/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |