Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Carlos Soto | 7689124 | 1 | 12/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Marie Lopez | 6528298 | 5 | 12/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antony Lawrence Stern | 7339962 | 1 | 12/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Avila | 7462978 | 2 | 12/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 12/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lara Wells Chamberlain | 6830578 | 1 | 12/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Marcotte | 7043645 | 3 | 12/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Camilo Jose Hincapie | 7208018 | 1 | 12/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo O Harris | 6265420 | 1 | 12/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Beasley | 6413947 | 3 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |