Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Allen Williams | 2942084 | 9 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Allen Williams | 2942084 | 9 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kierston Marie Bailey | 7484683 | 1 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yuceli Andrea Guerra | 7671819 | 3 | 03/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rhyanne Ila Daniels | 7290676 | 2 | 03/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Candice Ashley Gage | 7357788 | 1 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darcey Flores | 7043794 | 3 | 03/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Andrea Morales Lopez | 7443457 | 8 | 03/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yuceli Andrea Guerra | 7671819 | 3 | 03/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Antoneio Adams | 7565350 | 1 | 03/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |