Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica June Mayfield | 5440795 | 2 | 05/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tam Huu Nguyen | 7235365 | 1 | 05/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anzhelika Kirichenko | 6938895 | 5 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darcey Flores | 7043794 | 3 | 04/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica June Mayfield | 5440795 | 2 | 04/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darcey Flores | 7043794 | 3 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teshandell Marie Truehill | 7321452 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristy Nicole Hollings | 6121904 | 14 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Livingston Glover | 6400986 | 13 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |