Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Ryan Thompson | 2757578 | 1 | 04/07/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Leonard Wagner | 3262153 | 2 | 03/24/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tyler Gregory Hutchens | 4844788 | 1 | 11/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Marie Luckey | 1988283 | 1 | 11/25/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Stephen Wytiaz | 1080034 | 1 | 07/21/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Sabo | 4175134 | 2 | 02/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Dalton | 1634490 | 1 | 01/22/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keefe Jason Pietri | 2715730 | 1 | 03/01/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Michael Miller | 1124349 | 3 | 06/02/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Edward Stamper | 2718199 | 1 | 09/01/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |