Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian William Collins | 6411202 | 1 | 08/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sonja Angelova Youngberg | 4808414 | 1 | 03/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jan James Schiedel | 1944868 | 2 | 11/06/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kristopher Ray Armijo | 7356721 | 1 | 10/25/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lynne E Rule | 4806168 | 1 | 10/23/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert James Maiorano | 6108163 | 1 | 06/26/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sanjay K Rajwani | 5987372 | 1 | 10/25/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin R Cason | 5699101 | 1 | 08/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John P Scollo | 3118972 | 1 | 10/20/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alexander Hecht | 2302791 | 1 | 09/29/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |