Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Brent Fitzgerald | 2437244 | 4 | 05/12/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Kevin James Horner | 2919331 | 1 | 04/07/2011 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Christopher Ryan Autry | 2037320 | 2 | 03/08/2011 | Customer Dispute | Denied | $29,514.40 | $0.00 | See FINRA Report |
| Marcelo Castaneda | 5202862 | 1 | 02/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam S Benedict | 2898880 | 1 | 02/14/2011 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Kyoo Bok B Lee | 2320963 | 2 | 01/13/2011 | Customer Dispute | Denied | $10,136.30 | $0.00 | See FINRA Report |
| Jason Barrett Bukowsky | 4594525 | 2 | 11/16/2010 | Customer Dispute | Denied | $2,000,000.00 | $0.00 | See FINRA Report |
| John David Detterick | 2868327 | 1 | 10/13/2010 | Customer Dispute | Denied | $14,514.50 | $0.00 | See FINRA Report |
| Christopher Robert Ferguson | 1696595 | 2 | 07/13/2010 | Customer Dispute | Denied | $10,255.50 | $0.00 | See FINRA Report |
| Christopher L Duncan | 4226767 | 3 | 04/28/2010 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |