Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roy E McClung | 2245218 | 1 | 09/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alan Wagenknecht | 4172033 | 2 | 09/12/2011 | Customer Dispute | Denied | $70,783.20 | $0.00 | See FINRA Report |
| William Kirk Richardson | 2718930 | 1 | 09/12/2011 | Customer Dispute | Denied | $70,783.20 | $0.00 | See FINRA Report |
| David A Artusi | 4039344 | 1 | 08/24/2011 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Angel Luis Montano | 4267708 | 1 | 08/19/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| William Charles Matthews | 4517372 | 2 | 07/28/2011 | Customer Dispute | Denied | $9,435.26 | $0.00 | See FINRA Report |
| James Allen Morin | 2740312 | 1 | 07/20/2011 | Customer Dispute | Denied | $13,849.00 | $0.00 | See FINRA Report |
| Grant Dorian Mayer | 2167241 | 1 | 07/18/2011 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| James Michael Marr | 5508430 | 1 | 07/05/2011 | Customer Dispute | Denied | $176,595.00 | $0.00 | See FINRA Report |
| Jonathan R Talbot | 4856818 | 1 | 05/13/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |