Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Matthew Schmidt | 4916065 | 1 | 07/17/2014 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Justin Dolan | 4987385 | 1 | 07/02/2014 | Customer Dispute | Denied | $7,235.66 | $0.00 | See FINRA Report |
| Eric Brandon Saunders | 5104328 | 1 | 12/12/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Nicholas Dudek | 4325384 | 1 | 10/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Moerler | 2149982 | 2 | 12/13/2012 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joshua William Beams | 5227875 | 1 | 10/16/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luke Alexander Chenowith | 5734968 | 1 | 08/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Doolin Torrey | 5412121 | 1 | 07/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Antonio Gloer | 1562639 | 2 | 05/14/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Guy Evans Pierre | 4184401 | 2 | 05/10/2012 | Customer Dispute | Denied | $24,257.00 | $0.00 | See FINRA Report |