Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Anthony Vera | 4604623 | 1 | 06/09/2016 | Customer Dispute | Denied | $10,774.00 | $0.00 | See FINRA Report |
| Colin Evan Byers | 5399352 | 1 | 03/14/2016 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Ryan Michael Brown | 5189817 | 1 | 01/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott A Kleinbaum | 5005559 | 1 | 01/04/2016 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Jean Tantano Arntz | 2299677 | 1 | 09/21/2015 | Customer Dispute | Denied | $1,553,610.00 | $0.00 | See FINRA Report |
| Keri Leann Needham | 6235308 | 1 | 09/16/2015 | Customer Dispute | Denied | $27,664.00 | $0.00 | See FINRA Report |
| Matthew James Hale | 6131067 | 1 | 09/15/2015 | Customer Dispute | Denied | $5,233.92 | $0.00 | See FINRA Report |
| John Joseph Emerick | 2219792 | 4 | 07/06/2015 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Vicky Wai Hsia | 4110511 | 4 | 04/16/2015 | Customer Dispute | Denied | $10,207.70 | $0.00 | See FINRA Report |
| Gregory Ludwig Schreiner | 2571787 | 1 | 08/29/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |