Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Courtney Zoe Holt | 5584518 | 1 | 11/20/2018 | Customer Dispute | Denied | $7,444.43 | $0.00 | See FINRA Report |
| Andrew Taylor Campbell | 5976630 | 2 | 08/28/2018 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Terry Lee Krueger | 5722417 | 1 | 05/30/2018 | Customer Dispute | Denied | $5,830.34 | $0.00 | See FINRA Report |
| Benjamin Scott Greene | 4457142 | 1 | 03/26/2018 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Joshua Allen Buckamneer | 5860137 | 1 | 02/22/2018 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Dawn Kim | 3105545 | 1 | 12/02/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Keegan Gene Wood | 6332163 | 1 | 07/10/2017 | Customer Dispute | Denied | $13,621.00 | $0.00 | See FINRA Report |
| Michael Minh Ngo | 2494453 | 6 | 06/12/2017 | Customer Dispute | Denied | $163,000.00 | $0.00 | See FINRA Report |
| Nicolas Patrick Calvi | 5928615 | 1 | 01/30/2017 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jonathan Baldwin Sears | 5505297 | 1 | 11/14/2016 | Customer Dispute | Denied | $17,600.40 | $0.00 | See FINRA Report |