Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Michelle Eales | 6314976 | 1 | 03/19/2021 | Customer Dispute | Denied | $8,124.30 | $0.00 | See FINRA Report |
| Michael Thomas Donaldson | 2097445 | 1 | 10/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason M Barba | 5839690 | 3 | 07/27/2020 | Customer Dispute | Denied | $13,260.00 | $0.00 | See FINRA Report |
| James Zaura | 2016343 | 1 | 04/18/2020 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Taylor Campbell | 5976630 | 2 | 03/22/2020 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Jean E Paryl | 3019499 | 1 | 03/10/2020 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Justin S Wees | 3178659 | 1 | 12/06/2019 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Thea Rae Lewis | 3123685 | 1 | 04/08/2019 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Eric William Ramm | 2415218 | 1 | 02/19/2019 | Customer Dispute | Denied | $100,019.00 | $0.00 | See FINRA Report |
| Armand Pierre Bryant | 5217137 | 2 | 01/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |