Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Branden Michael Lienemann | 6450535 | 1 | 01/20/2023 | Customer Dispute | Denied | $16,268.30 | $0.00 | See FINRA Report |
| Charles Solomon | 1731092 | 1 | 12/05/2022 | Customer Dispute | Denied | $30,067.20 | $0.00 | See FINRA Report |
| Timothy Israel Forrester | 6863712 | 1 | 12/01/2022 | Customer Dispute | Denied | $13,450.70 | $0.00 | See FINRA Report |
| David L Russakov | 3000980 | 3 | 12/01/2022 | Customer Dispute | Denied | $13,450.70 | $0.00 | See FINRA Report |
| Michael Jay Schmale | 5279056 | 1 | 08/24/2022 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Michael Moerler | 2149982 | 2 | 07/14/2022 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Charles Stewart Aten | 3205620 | 2 | 06/06/2022 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Brian Vincent Esposito | 2308788 | 1 | 03/30/2022 | Customer Dispute | Denied | $19,680.00 | $0.00 | See FINRA Report |
| Timothy Richard Schuler | 2104301 | 1 | 03/10/2022 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Miguel Angel Montejano | 6451770 | 1 | 11/15/2021 | Customer Dispute | Denied | $585,000.00 | $0.00 | See FINRA Report |