Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Kallgren | 3126734 | 2 | 10/06/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff Todd Drew | 2817545 | 1 | 02/10/2000 | Customer Dispute | Denied | $40,625.00 | $0.00 | See FINRA Report |
| Scott A Anderson | 1846630 | 1 | 09/28/1999 | Customer Dispute | Denied | $17,217.00 | $0.00 | See FINRA Report |
| Cameron L May | 2928681 | 1 | 03/01/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |