Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Ninekirk | 2242802 | 2 | 09/11/2002 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Robert Harold Brown | 1620805 | 2 | 08/13/2002 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Cynthia Silva Martin | 3231200 | 1 | 07/26/2002 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Daphne W Lawrence | 4123848 | 1 | 01/18/2002 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Alex C Ceron | 2179418 | 3 | 10/15/2001 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Charles Edward Kallgren | 3126734 | 2 | 09/28/2001 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| John F Raile | 1588802 | 1 | 07/23/2001 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Julie Susanne Marks | 2848959 | 1 | 02/05/2001 | Customer Dispute | Denied | $23,887.80 | $0.00 | See FINRA Report |
| James Paul Helsel | 2451012 | 2 | 01/03/2001 | Customer Dispute | Denied | $5,048.76 | $0.00 | See FINRA Report |
| Chadwic Scott Schmeltzer | 2915298 | 1 | 11/07/2000 | Customer Dispute | Denied | $14,373.00 | $0.00 | See FINRA Report |