Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Milan Pazourek | 2436988 | 1 | 04/08/2004 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Judd W Wagner | 2654857 | 1 | 12/16/2003 | Customer Dispute | Denied | $23,424.20 | $0.00 | See FINRA Report |
| Daniel L Weeks | 1449668 | 2 | 10/08/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Charles A Buchanan | 2699110 | 2 | 09/19/2003 | Customer Dispute | Denied | $71,556.00 | $0.00 | See FINRA Report |
| Stephen Craig Kucharski | 3063476 | 2 | 08/04/2003 | Customer Dispute | Denied | $7,028.53 | $0.00 | See FINRA Report |
| Matthew Sayah Taheri | 2375426 | 2 | 07/21/2003 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Brandon James | 2207583 | 1 | 07/11/2003 | Customer Dispute | Denied | $74,677.50 | $0.00 | See FINRA Report |
| Margaret E Ostendorf | 2498494 | 1 | 02/26/2003 | Customer Dispute | Denied | $600.00 | $0.00 | See FINRA Report |
| James Joseph Sheehan | 2717102 | 3 | 02/18/2003 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Matthew Sayah Taheri | 2375426 | 2 | 09/11/2002 | Customer Dispute | Denied | $16,800.00 | $0.00 | See FINRA Report |