Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex C Ceron | 2179418 | 3 | 07/14/2006 | Customer Dispute | Denied | $15,716.00 | $0.00 | See FINRA Report |
| Daniel L Weeks | 1449668 | 2 | 06/29/2006 | Customer Dispute | Denied | $42,735.40 | $0.00 | See FINRA Report |
| Xiaobing Guan | 3277412 | 2 | 11/23/2005 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Richard Dunn | 2003226 | 5 | 11/01/2005 | Customer Dispute | Denied | $17,363.40 | $0.00 | See FINRA Report |
| Huizhen Wu | 4115217 | 1 | 02/01/2005 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Jason Gregory Pence | 4473386 | 2 | 10/19/2004 | Customer Dispute | Denied | $5,900.00 | $0.00 | See FINRA Report |
| Stephen Craig Kucharski | 3063476 | 2 | 09/17/2004 | Customer Dispute | Denied | $9,088.26 | $0.00 | See FINRA Report |
| Jennifer Lynn Mangum | 4626391 | 1 | 08/26/2004 | Customer Dispute | Denied | $24,018.00 | $0.00 | See FINRA Report |
| Ilian Li | 4557972 | 1 | 05/21/2004 | Customer Dispute | Denied | $10,425.90 | $0.00 | See FINRA Report |
| Darin Eugene Bostic | 3021412 | 2 | 04/30/2004 | Customer Dispute | Denied | $16,654.30 | $0.00 | See FINRA Report |