Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blanca Estella Graham | 4477887 | 1 | 02/21/2008 | Customer Dispute | Denied | $23,251.30 | $0.00 | See FINRA Report |
| Ryan James Halvorsen | 4533150 | 2 | 02/12/2008 | Customer Dispute | Denied | $5,794.21 | $0.00 | See FINRA Report |
| Corinna H Lam | 3262494 | 1 | 02/08/2008 | Customer Dispute | Denied | $12,315.50 | $0.00 | See FINRA Report |
| Patrick James Phinney | 2584177 | 3 | 02/08/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John M Brodie | 2236559 | 1 | 01/25/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Matthew Charles Hentzen | 4046761 | 1 | 01/22/2008 | Customer Dispute | Denied | $5,270.46 | $0.00 | See FINRA Report |
| Elizabeth Reed Cooke | 1420490 | 4 | 11/16/2007 | Customer Dispute | Denied | $10,594.70 | $0.00 | See FINRA Report |
| Christopher L Duncan | 4226767 | 3 | 11/12/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Ernest J Martinez | 2764017 | 2 | 10/23/2007 | Customer Dispute | Denied | $22,788.00 | $0.00 | See FINRA Report |
| Joe Bert White | 5247846 | 1 | 10/17/2007 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |