Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carter Lee Baker | 1870821 | 1 | 04/04/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Paul John Valdes | 2209116 | 1 | 03/31/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew K Panke | 2227976 | 2 | 03/25/2008 | Customer Dispute | Denied | $53,105.00 | $0.00 | See FINRA Report |
| John B Gustafson | 4011113 | 1 | 03/24/2008 | Customer Dispute | Denied | $98,551.00 | $0.00 | See FINRA Report |
| Tod Alan Reams | 2130686 | 5 | 03/19/2008 | Customer Dispute | Denied | $14,465.30 | $0.00 | See FINRA Report |
| Tod Alan Reams | 2130686 | 5 | 03/19/2008 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Winfred Kyle Hall | 3023223 | 1 | 03/19/2008 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Clinton Scott Anderson | 4998933 | 1 | 03/14/2008 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Timothy Matthew Thomas | 4146527 | 1 | 03/13/2008 | Customer Dispute | Denied | $11,357.80 | $0.00 | See FINRA Report |
| Ian Alexander Moravek | 4638747 | 1 | 02/25/2008 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |