Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry G Ilyasov | 4862176 | 1 | 06/04/2008 | Customer Dispute | Denied | $7,889.93 | $0.00 | See FINRA Report |
| Gregory Charles Kopp | 2410665 | 1 | 05/28/2008 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Bruce Leonard Gruenberg | 3260986 | 1 | 05/23/2008 | Customer Dispute | Denied | $13,258.80 | $0.00 | See FINRA Report |
| Brian Edward Crume | 2984589 | 2 | 05/06/2008 | Customer Dispute | Denied | $31,578.30 | $0.00 | See FINRA Report |
| Stella S Hui | 2995724 | 2 | 05/02/2008 | Customer Dispute | Denied | $13,539.00 | $0.00 | See FINRA Report |
| Tara O Johnson | 4227112 | 3 | 04/29/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Paul F Kennedy | 2461014 | 1 | 04/23/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Sam Black | 4520011 | 1 | 04/18/2008 | Customer Dispute | Denied | $35,520.00 | $0.00 | See FINRA Report |
| Rodney Silas Gillespie | 3126067 | 6 | 04/15/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Daniel Lee White | 4403704 | 1 | 04/15/2008 | Customer Dispute | Denied | $14,941.00 | $0.00 | See FINRA Report |