Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert David Disterhaupt | 2176721 | 1 | 06/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cory A Pierce | 6267183 | 1 | 05/15/2023 | Customer Dispute | Denied | $9,141.00 | $0.00 | See FINRA Report |
| Michael Giordano | 5352775 | 1 | 04/18/2023 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| John Hoffman | 6341393 | 1 | 04/03/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| William August Snell | 7293151 | 1 | 02/25/2023 | Customer Dispute | Denied | $19,076.00 | $0.00 | See FINRA Report |
| Session Blain Rainwater | 5971375 | 2 | 02/22/2023 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| George Howard Forsyth | 2435898 | 1 | 02/09/2023 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Cameron James Nicholas Dechesaro | 6846362 | 1 | 01/25/2023 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gerald Davies | 2336264 | 1 | 01/25/2023 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Charles Anthony Boggs | 5466749 | 1 | 01/20/2023 | Customer Dispute | Denied | $16,268.30 | $0.00 | See FINRA Report |