Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brad John Junker | 2932638 | 1 | 08/07/2008 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Lisa Chen | 3000468 | 1 | 08/07/2008 | Customer Dispute | Denied | $14,370.90 | $0.00 | See FINRA Report |
| Neil A Wentworth | 1264915 | 2 | 07/29/2008 | Customer Dispute | Denied | $3,050,000.00 | $0.00 | See FINRA Report |
| Robert L Swanbeck | 2947104 | 1 | 07/25/2008 | Customer Dispute | Denied | $6,891.00 | $0.00 | See FINRA Report |
| Angela M Hawk | 4237317 | 1 | 07/25/2008 | Customer Dispute | Denied | $6,891.00 | $0.00 | See FINRA Report |
| Jason P Magnotti | 5333376 | 1 | 07/09/2008 | Customer Dispute | Denied | $34,127.10 | $0.00 | See FINRA Report |
| Gun Esen | 4021221 | 2 | 06/20/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Richard Dunn | 2003226 | 5 | 06/09/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Mark Bradford Hersman | 1843075 | 3 | 06/09/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Brian Louis Balogh | 4641233 | 1 | 06/04/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |