Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Joseph Emerick | 2219792 | 4 | 10/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Joseph Emerick | 2219792 | 4 | 10/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bruce Goldman | 1467186 | 7 | 09/30/2008 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Jie Woo | 4200054 | 1 | 09/29/2008 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| William Scott Glasson | 4110484 | 1 | 09/26/2008 | Customer Dispute | Denied | $818,389.00 | $0.00 | See FINRA Report |
| Michael Mazza | 4386168 | 1 | 09/24/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Peter David McGill | 2990751 | 1 | 09/20/2008 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| Trevor William Corey | 4554059 | 1 | 09/17/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Rodney Evan Browning | 4545965 | 2 | 09/09/2008 | Customer Dispute | Denied | $25,922.60 | $0.00 | See FINRA Report |
| Christian B Larsen | 3135830 | 2 | 08/08/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |