Our Staff has compiled our research into a database of FINRA Broker Disclosures for Charles Schwab & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Joseph Decandido | 4712392 | 1 | 11/18/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Christopher E Cornwall | 3084216 | 1 | 11/06/2008 | Customer Dispute | Denied | $29,290.80 | $0.00 | See FINRA Report |
| Andrew James Narcisso | 2883794 | 1 | 10/28/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Erwin Jorge Cajamarca | 2365529 | 1 | 10/27/2008 | Customer Dispute | Denied | $78,000.00 | $0.00 | See FINRA Report |
| Adam Richard Paulsen | 2720089 | 5 | 10/26/2008 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Ramkrishna Shukla | 2867179 | 1 | 10/24/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Matthew Promis | 4867400 | 1 | 10/20/2008 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Steven Thomas Zeek | 2267703 | 2 | 10/20/2008 | Customer Dispute | Denied | $36,491.00 | $0.00 | See FINRA Report |
| Grant Kenneth Halls | 5100445 | 2 | 10/16/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ramsey Abu-Shair | 5352754 | 2 | 10/14/2008 | Customer Dispute | Denied | $56,759.20 | $0.00 | See FINRA Report |